Welcome to IIROC
The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. 
IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.
 
New to IIROC?
Learn about how we protect investors and support healthy Canadian capital markets.
IIROC Rules, Form 1 and Guidance
The IIROC Rules, Form 1 and related guidance will be effective on December 31, 2021.
Rules Notice
IIROC Highlights
Industry-wide Business Continuity
Every two years, IIROC coordinates an industry business continuity test in accordance with section 12.4.1 of National Instrument 21-101 Marketplace Operation (NI 21-101). The next IIROC sponsored test is scheduled to take place later this year in October.
Improving Self-Regulation for Canadians
The self-regulatory framework is evolving to meet the needs of Canadian investors. IIROC enthusiastically supports the Canadian Securities Administrators’ decision to create a new, single, enhanced pan-Canadian self-regulatory organization to better protect investors, increase access to advice and support innovation.
2020-2021 Annual Report
We've released our Annual Report, highlighting how IIROC is supporting Canadians by protecting investors and prioritizing industry transformation.
 
Recent Notices and News Releases
View all Notices and News Releases
OCTOBER 21, 2021
IIROC Sanctions former Montréal Investment Advisor Michael Small
OCTOBER 21, 2021
IIROC to Hold Disciplinary Hearing for Milan Plentai
OCTOBER 21, 2021
Housekeeping amendments to the Universal Market Integrity Rules Regarding the Definition of “Marketplace”
OCTOBER 18, 2021
INTL FCSTONE FINANCIAL (CANADA) INC.
OCTOBER 15, 2021
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
OCTOBER 14, 2021
Trade Names
Quick Links
Halts and Resumptions
Cease Trade Orders
Dealers We Regulate
UMIR Rulebook
IIROC Rulebook
AdvisorReport
Notices
Consultations
Enforcement Proceedings
Continuing education and webinars
Careers
Special Topics
Cybersecurity
Self-regulation for Canadians
Clients Identifiers
COVID-19
Market Rates
Trade date: 2021/10/21
Canada Bankers' Acceptance (BA) Rate
0.21296
1 month
0.22573
3 month
BA Rate Historical Data (xls)
BA Rate Historical Data (Interactive version)
BA Rate Methodology (pdf)
Corporate and Government Debt Trade Information
Providing greater transparency on Canadian Corporate and Government debt trading activity.
Corporate and Government Debt Trade Information
Bond Trade Data (pdf)
Notable
National Day for Truth and Reconciliation
Investor Alert: Celox.live
 
Open Consultations‌
View All Consultations‌
Competency Profiles for Directors, Executives, Ultimate Designated Persons, Chief Compliance Officers, and Chief Financial Officers
Status: Open
Date opened: August 31, 2021
Learn more about your investment advisor.
Advisor Report
Other IIROC Sites:
Corporate and Government Debt Trade Information
Notice of Basis Order
Website Terms of Use
Privacy
Social Media Terms of Use
Accessibility (pdf)