Guidelines for the ethical use of animals in applied ethology studies

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Abstract

Applied ethology has a continuing interest in the promotion of animal welfare and the ethical treatment of animals used in research. However, in contrast to some other fields involving animal research, there are currently no guidelines written specifically for those engaged in applied ethology studies. We aim here, to provide members of the profession with a basis for structured self-evaluation of the ethical nature of their work, and to serve as inspiration for those planning research involving the use of animals. The first three sections of this document discuss the background to why ethical guidelines are needed in applied ethology studies and the relation between these guidelines and legislation. In the first section, we briefly discuss the relevant ethical principles and decision models. The main body of the guidelines then discuss how ‘costs’ to the animals in applied ethology research can be minimised (using the principles of replacement, reduction and refinement) and ‘benefits’ maximised. An earlier version of this manuscript was presented to the Annual General Meeting of the International Society of Applied Ethology, which accepted this as the basis of ethical review for papers presented at their International Congresses.

Section snippets

Background

Almost all applied ethologists use animals for research or educational purposes. Many are involved directly in studying animal welfare and ethics, and some are involved in committee work or legislative procedure related to animal welfare and ethics. As a result, an area of applied ethology of continuing interest is the promotion of the welfare and ethical treatment of animals used in research. However, in contrast to some other fields involving animal research, there are currently no guidelines

Legislation

It is recognised that many countries already have legislation regarding the use of animals in research. The guidelines presented in this paper are not intended to replace or subvert this legislation, and ethologists should conduct research according to both the spirit and letter of their local legislation. However, investigators should be aware that legislation may sometimes be considerably dated, or have been formulated for commercial circumstances, e.g. with consideration for economics and

Ethical principles and decision models

By definition, applied ethologists conduct research on animals, or have a vested interest in behavioural research. These guidelines are therefore written with an acceptance that animals can be ‘used’ for the betterment of human or non-human animal species. There are different ethical stand-points whereby the use of animals in research can be evaluated, and several models outlining the decision process relating to the ethical use of animals in research (e.g. Bateson, 1986, Porter, 1992, De Cock

Reducing the costs

A widely accepted method of reducing the costs associated with animal research is implementation of the three R’s, i.e. replacement, reduction and refinement (Russell and Burch, 1959).

Increasing the benefits

As stated previously, the benefits of any proposed research should be made as great as possible. These can be maximised in several ways.

Field experiments

Investigators conducting field experiments of applied animal behaviour should consider the ethical issues discussed above, and in addition, the impact of their work on other populations of animals and ecosystems. Methods of marking, the taking of physiological samples, capture, continuous observation, etc., might all influence an animal’s ability to survive both at the time of observation and in the future. The welfare of other animals dependent on the subject (e.g. offspring) should also be

Acknowledgements

C.M. Sherwin was funded by the UFAW Hume Research Fellowship during preparation of this document. The authors thank A.B.M. Raj for advice on Appendix B, and ISAE Council and membership for discussion on an earlier version of the manuscript at its Annual General Meeting in 2001.

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