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Textbook 2021 - 215 pages
Test Bank - 800 questions
Online Video Class - 4 hours
Ebook 2021 - 215 pages
Updated January 2021
Unlimited access to videos and test bank for 6 months
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Sometimes a security that would otherwise have to register is exempt from state registration because of the type of transaction that is involved. The following are all exempt transactions:
Private Placements/Regulation D Offerings
A private placement is a sale of securities that is made to a group of accredited investors and the securities are not offered to the general public. Accredited investors include institutional investors and individuals who: