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SECURITIES LAW
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BRIEF – A jury found that Teo made material misrepresentations in public filings about his ownership of shares in Musicland. Teo challenges the admissibility of a previous judgment for insider trading and his allocution. The S.E.C. argues that under Rule of Evidence 404(b) the allocution’s similar acts showed Teo’s intent and rebutted his testimony that he lacked intent.
COMPLAINT - The S.E.C. has filed a complaint against Michael J. Southworth and The Investors Registry alleging violation of anti-touting provisions of the federal securities laws, and requesting a permanent injunction and disgorgement of ill-gotten gains.
OPINION - Securities fraud claim alleged materially false and misleading representations concerning Anadigics' manufacturing capacity, its ability to meet the demand for its products, its customers' ordering practices and other related matters. Each of the statements was either a non-actionable forward-looking statement or was inadequately supported by particularized factual allegations demonstrating its falsity or that it was made with the requisite scienter.
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David Lerner's firm ordered to pay $12 mln to customers10/22/2012
The FINRA said the amount will be paid to customers who bought into a $2 bln real estate investment trust and to those who were charged excessive markups.
SEC gets wave of hedge fund adviser registrations​10/19/2012
More than 1,500 private equity and hedge funds have registered with the regulator since the enactment of the 2010 Dodd-Frank law.
Top SEC official proposes program to check repeat offenders10/18/2012
Luis Aguilar proposed that a potential program for recidivists could entail home and office visits, and giving regulators access to phone, bank and tax records.
Three ex-GE bankers sent to prison for rigging muni bids10/18/2012
The men were convicted as part of a broad investigation by the Justice Department that focused on rooting out schemes to fix prices and rig bids on bond transactions.
THE LATEST HEADLINES
David Lerner's firm ordered to pay $12 mln to customers
Corzine, banks push to end MF Global fraud lawsuit
Goldman loses bid to end lawsuit by hedge fund over CDO
Credit-card fee settlement sent for judge's approval
SEC gets wave of hedge fund adviser registrations
Boeing worker accuses State Street of overcharging on FX trades
Google filing error shocks investors, exposes process
Three ex-GE bankers sent to prison for rigging muni bids
Top SEC official proposes program to check repeat offenders
Testing regulators, CME sticks toe in position limits water
U.S. seeks up to 10-year prison sentence in Gupta insider case
SEC taps financial crisis veteran to lead New York office
Ex-Swiss banker may be helping U.S. in tax probe - lawyers
SEC opens inquiry into San Bernardino finances
SEC approves industry proposal to align rules with JOBS Act
 
 
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The U.S. Supreme Court 2011-2012 Term
This interactive graphic from Reuters and Westlaw provides summaries of each case before the Court, information about the lawyers and other key players, and links to legal briefs and headlines.
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Quiz: Lobbyist or Not?
At a time when the profession of lobbying is under attack, a lot of the debate turns on who is or isn't a lobbyist. Can you identify the pros in this lineup of newsmakers? 
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